RMCP Rollout

The cornerstone of FICA Compliance is the Risk Management and Compliance Program (RMCP). This is the definitive quality control document that contains all the essential policy and procedures concerning the organization’s FICA compliance.

The document in the photo covers some 66 pages of policy, including the Risk Matrix and annexures. KYC is described covering basic, standard and enhanced client due diligence. The Annexures contain specific procedures and templates.

• This document contains
  • Definitions
  • Governance
  • Risk Based approach (Categories/Factors and procedures)
  • Due Diligence
  • Activity Monitoring
  • Reports
  • Records
  • Directives
  • Annexures

FICA compliance is extensive and onerous.

This is our effort to lighten the burden.

Our business is to facilitate your compliance requirements. If you require support in your compliance journey, do not hesitate to contact us today.

-BC