Contact

Speak to a specialist.

Tell us about your organisation. We’ll respond confidentially within one business day.

Thank you for getting in touch.

Your enquiry has been sent to the BeCompliant team. We will be in touch shortly.

rmcp@becompliant.co.za

Response time

Within one business day

Location

South Africa

Ready to assess your compliance?

If you are looking to begin or review your compliance journey, complete our detailed questionnaire below. This gives our team the information needed to better understand your organisation and current compliance position.

Assessment

Compliance Questionnaire

Start your compliance journey.

Complete the questionnaire below to help us understand your organisation and current compliance position. Your responses will assist us in preparing for the next steps, including your Risk Assessment and Risk and Compliance Management Programme (RMCP).

Your information will be treated confidentially.

Thank you. Your questionnaire has been received.

Your information has been submitted securely to the BeCompliant team. We will review your responses and contact you regarding the next steps.

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Enquiry priority & regulator

Priority

Routine Urgent

Regulatory Body

Business Details

Business Name (Trading)

Your Name *

Your Email Address *

Contact Number

Business Structure

Registered Business Name

Business Registration Number

Compliance

Most Recent goAML Access Date

FIC ORG ID

goAML SHREG Number

Risk Compliance Return (RCR) Submitted Date

Compliance Officer Name & ID Number

Compliance Officer goAML Liaison Email

Compliance Officer Assistant If applicable, please provide their name.

Ownership & Organisation

Owners / ShareholdersFor each owner or shareholder, please provide their full name and ID number.

DirectorsFor each director, please provide their full name and ID number.

BranchesFor each branch, please provide the municipality.

File Storage FacilitiesInclude the main business address and any other locations where files or records are stored. Please provide the business name, address and contact details.

Please note that this information may be verified against external records such as SARS, CIPC and the relevant regulatory authority.

Services Provided

Practice Areas / ServicesPlease be specific. Examples include Litigation, Commercial, Conveyancing, Criminal, Family, Copyright, Insolvency, Insurance, Medical Malpractice, Deceased Estates, Maritime and Personal Injury / RAF.

Additional Services We register Trusts with a Master’s Office We found and maintain companies at CIPC None of the above

Current Compliance

Basic KYCPlease explain how KYC is currently performed, for example manually, through software or using another process.

Adverse Media ScreeningHow do you currently screen clients or associated persons for adverse media?

Targeted Financial Sanctions ScreeningHow do you currently screen for Targeted Financial Sanctions (TFS)?

Directive 8Please list relevant employees, their designations and qualifications.

HR ManagerPlease provide the HR Manager’s name and contact details.

Current Risks

Cash DepositsDescribe your process for tracing cash deposits into your bank account.

High-Risk Client ApprovalName and contact details of the person responsible for signing off on high-risk clients.

Additional Information

Is there anything else we should know?